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finraCOCA²⁵⁴³³⁷⁺⁶ 基本例句 🌏美国金融业监管局;美国金融监管局;美国金融业监管机构 In addition, the FINRA Investor Education Foundation is the largest foundation in the United States dedicated to investor education. FINRA投资者教育基金会是美国最大的致力于投资者教育的基金会。 handstrong “ Trillium’s traders obtained advantageous prices that otherwise would not have been available to them on 46, 000 occasions, ” Finra said in a statement Monday. “通过这种方式, Trillium的交易员获得了原本几乎不可能得到的优势价格。” Finra在周一的一份声明中表示。 forbeschina Compel the Wall Street self- regulator FINRA Financial Industry Regulatory Authority to open its books and records. 迫使华尔街自律监管机构——美国金融业监管局 Financial Industry Regulatory Authority, 以下简称 FINRA公开账簿和记录。 fortunechina Due to the risk associated with options, the Financial Industry Regulatory Authority FINRA requires that I provide the information requested below. 由于与期权相关的风险,金融行业管理局 FINRA要求我提供下文规定的资讯。 jindou77 She rose to head the NASD and oversaw its merger with the regulatory unit of the New York Stock Exchange counterpart to create Finra. 她在全国证券交易商协会领导有方,并指导合并纽交所相关监管部门成立了金融业监管机构。 blog.sina.com.cn Starting in early 2009 and repeatedly since then I have stated unequivocally that FINRA Must Open Its Books and Records. 我从2009年初起就多次明确表态, FINRA必须公开账簿和记录。 fortunechina FINRA conveniently and effectively utilizes a plea of immunity to obviate the call for transparency by Johnson and others. 通过请求豁免,美国金融业监管局有效地挡住了约翰逊及其他人要求提高透明度的呼声。 fortunechina Finra also has background information on approximately660,000 currently registered brokers and5,100 currently registered securities firms. Finra还拥有目前登记注册的约66万名经纪商和5,100家证券公司的背景信息。 gjjy FINRA believes investor protection begins with education. INRA认为保护投资者要从教育开始。 www.fxeast.com.cn FINRA may report through the SEC, but it is a private organization. 美国金融业监管局可能是通过美国证券交易委员会报告,但它并非政府组织。 fortunechina FINRA recommends a few things investors can do to avoid cons: verify that the person touting the investment is licensed; 金融业监管局向投资者提出几点建议以防诈骗:查证鼓吹此类投资的人是否有执照; www.china.org.cn How has FINRA responded to calls by Johnson and others within the industry for real transparency? 美国金融业监管局是如何回应约翰逊和其他业内人士要求提高透明度的呼声的? fortunechina |